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Senior Compliance Specialist

Company: Aston Carter
Location: Minneapolis
Posted on: November 26, 2022

Job Description:

Description:102 Total Openings (50 for Consumer Lending and 52 for Consumer Small Business Banking)Primary Duties and Responsibilities: Responsibilities include but are not limited to the following in support of the Compliance Small Business Banking Team:

  • Analyze law and rule citations within regulatory inventories for applicability for Consumer Lending businesses including Deposit Products Group, Checking/Savings Accounts, Credit Cards & Merchant Services
  • Populate Major Compliance Requirement templates
  • Work with Legal partners, as required, on the analysis of Major Compliance Requirements
  • Provide input into ongoing status reporting for the project Required Qualifications:
    • 5-10 years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 5-10 years of business process management or financial services industry experience
    • 2 lines of business: Support deposit products group (checkings, savings, mobile deposit, zelle, wires, etc)
    • Managing CSBB Compliance Execution
    • Need someone with competency in the regulatory space, consumer space, more traditional checking/savings type of regulations, Reg E
    • Connect the dots on the regulatory requirement coming through on the state level, ability to learn the business and then align controls, outline applicability and make sure in compliance with regulatory requirements
    • Candidates who have prior regulatory experience.
    • Can be attorney, paralegal or compliance person with regulatory compliance. A lot of exposure to consumer banking space, front line or second line work.
    • Wants someone who has consumer banking experience and drafting controlsDesired Qualifications:
      • Experienced with an approach to problem solving, research, and interpretation applying legal subjects to a business process/situation
      • Knowledge of Home Lending, Auto, Credit Cards and Unsecured Lending Products
      • Knowledge of banking and financial services end to end processes, including sales, collections & servicing, customer communications, fulfillment, and foreclosure and repossession
      • Knowledge of core consumer regulations and regulatory topics including Foreclosure & Repossession, Loss Mitigation, Bankruptcy
      • Strong written, research, analytical, and communication skills
      • Legal or paralegal bkgrd preferred -Looking for Suppliers with exposure in these areas as well.
      • Ability to execute in a fast paced, high demand environment while balancing multiple priorities
      • Ability to work independently
      • Experience consulting, influencing and partnering with business executives, leadership, human resource partners and peers
      • Advanced Microsoft Office skills
      • Ability to articulate complex concepts in a clear manner
      • Knowledge of commonly used internal control frameworks, risk frameworks and/or regulatory/compliance methodologies
      • Strong reporting skills
      • Ability to work with a diverse portfolio of stakeholders and key participants in support of the transformation of regulatory initiatives About Aston Carter: Please Note: Scammers are posing as Aston Carter. We'll never contact you via Gmail, Telegram, or WhatsApp and we'll never solicit money from you. At Aston Carter, we're dedicated to expanding career opportunities for the skilled professionals who power our business. Our success is driven by the talented, motivated people who join our team across a range of positions - from recruiting, sales and delivery to corporate roles. As part of our team, employees have the opportunity for long-term career success, where hard work is rewarded and the potential for growth is limitless. Established in 1997, Aston Carter is a leading staffing and consulting firm, providing high-caliber talent and premium services to more than 7,000 companies across North America. Spanning four continents and more than 200 offices, we extend our clients' capabilities by seeking solvers and delivering solutions to address today's workforce challenges. For organizations looking for innovative solutions shaped by critical-thinking professionals, visit . Aston Carter is a company within Allegis Group, a global leader in talent solutions. The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law. If you would like to request a reasonable accommodation, such as the modification or adjustment of the job application process or interviewing process due to a disability, please call or email for other accommodation options. However, if you have questions about this position, please contact the Recruiter located at the bottom of the job posting. The Recruiter is the sole point of contact for questions about this position.

Keywords: Aston Carter, Minneapolis , Senior Compliance Specialist, Other , Minneapolis, Minnesota

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