Senior Control Management Specialist - Enterprise Functions EBCE Team
Company: Wells Fargo
Location: Minneapolis
Posted on: August 7, 2022
Job Description:
About this role:Wells Fargo is seeking a Senior Control
Management Specialist...In this role, you will:
- Evaluate the design and performance of internal controls
through the execution of EBCE's, which may vary in complexity and
scope in an effective manner.
- Completes assigned control evaluations timely, with quality and
escalates concerns appropriately.
- May act as a coordinator leading engagements and performing
quality control for more junior assessors
- May develop annual test plans and raise schedule delays to the
evaluation coordinator or leader with proposed resolution plans.
Creates engagements within the tool, executes EBCEs and may perform
quality control of other assessors EBCEs.
- Escalates any potential control deficiencies discovered during
the completion of the control evaluation to a control evaluation
lead and/or control owner.
- Foster relationships with team and collaborate effectively.
Coordinates with team, line of business, other business units on
risk related topics.
- Completes applicable documentation in accordance with
requirements.
- Interfaces internally with the team and line of business.
- Dynamic individual contributor role with the opportunity to
lead project/virtual teams and mentor less experienced employees.
Required Qualifications, US:
- 4+ years of Risk Management or Control Management experience,
or equivalent demonstrated through one or a combination of the
following: work experience, training, military experience,
educationDesired Qualifications:
- Knowledge and understanding of audit, regulatory compliance, or
risk management
- Audit or internal controls testing experience
- Ability to negotiate, influence, and collaborate to build
successful relationships
- Ability to exercise independent judgment to identify and
resolve problems
- Knowledge and understanding of corporate finance: industry,
products, and processes
- Risk and finance regulatory reporting experience Other Desired
Qualifications:
- Audit, testing or internal control evaluation experience
preferably within the financial services industry
- Experience drafting and executing control evaluation test
scripts
- Experience testing the design and performance of internal
controls
- General knowledge of industry standards and best practices
around control evaluations and risk management processes.
- Proficiently builds constructive and effective relationships.
Delivers on commitments and renegotiates when needed. Sense of
accountability.
- Audit or internal control evaluation experience preferably
within the financial services industry
- Experience drafting and executing control evaluation test
scripts to assess the design and performance of internal
controls
- Thorough knowledge of industry standards and best practices
around control evaluations and risk management processes
- Experience evaluating the adequacy and effectiveness of
policies, procedures, processes, systems, and internal controls;
additional experience analyzing business and/or systems changes to
determine impact. Familiar with various quality assurance
techniques
- Proficiency with risk types, methodologies, and frameworks for
evaluating or testing controls and assessing results, conducting
research, and identifying control deficiencies.
- Ability to make timely and independent judgment decisions while
working in a fast-paced and results- driven environment.
- Experience drafting and executing control evaluation test
scripts to assess the design and performance of internal
controls.
- Ability to effectively communicate, verbal and written, with
various levels of management.
- Proficient understanding of operational risk management in the
financial services industry
- Experience in assessing risk, reviewing risk ratings, and
identifying control deficiencies.
- Willingness and ability to question decisions, understand
direction and escalate issues, where necessary.
- Ability to synthesize data from a variety of sources and
deliver results quickly. Skilled ability to deliver high quality
output. We Value Diversity At Wells Fargo, we believe in diversity,
equity and inclusion in the workplace; accordingly, we welcome
applications for employment from all qualified candidates,
regardless of race, color, gender, national origin, religion, age,
sexual orientation, gender identity, gender expression, genetic
information, individuals with disabilities, pregnancy, marital
status, status as a protected veteran or any other status protected
by applicable law. Employees support our focus on building strong
customer relationships balanced with a strong risk mitigating and
compliance-driven culture which firmly establishes those
disciplines as critical to the success of our customers and
company. They are accountable for execution of all applicable risk
programs (Credit, Market, Financial Crimes, Operational, Regulatory
Compliance), which includes effectively following and adhering to
applicable Wells Fargo policies and procedures, appropriately
fulfilling risk and compliance obligations, timely and effective
escalation and remediation of issues, and making sound risk
decisions. There is emphasis on proactive monitoring, governance,
risk identification and escalation, as well as making sound risk
decisions commensurate with the business unit's risk appetite and
all risk and compliance program requirements. Candidates applying
to job openings posted in US: All qualified applicants will receive
consideration for employment without regard to race, color,
religion, sex, sexual orientation, gender identity, national
origin, disability, or status as a protected veteran. Candidates
applying to job openings posted in Canada: Applications for
employment are encouraged from all qualified candidates, including
women, persons with disabilities, aboriginal peoples and visible
minorities. Accommodation for applicants with disabilities is
available upon request in connection with the recruitment
process.
Keywords: Wells Fargo, Minneapolis , Senior Control Management Specialist - Enterprise Functions EBCE Team, Executive , Minneapolis, Minnesota
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