Financial Controls Analyst-Business Process
Company: Affinity Executive Search
Location: Minneapolis
Posted on: January 27, 2023
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Job Description:
Job description: (Hiring) Financial Controls Analyst-Business
ProcessJOB DESCRIPTIONThe Enterprise Finance function contains the
Corporate Controllers division, which includes the Enterprise
Controls & Oversight (EC&O) group. The Enterprise COSO testing
team is a component of EC&O. Enterprise COSO testing
professionals will have enterprise-wide exposure to key
stakeholders within the external financial/risk/regulatory
reporting infrastructure.The Enterprise COSO Testing team within
EC&O supports the Companys on-going objective of maintaining an
industry-leading information technology control environment and is
responsible for the following directives:Providing meaningful
assessments of application controls in scope for financial, risk,
and regulatory reportingAssessing compliance with Well Fargo &
Companys COSO based policies for application controls in scope for
internal controls over financial reporting (SEC and Regulatory
Reporting) and strategic planning for on-going application control
compliance with COSO policies (proactive anticipation of internal
control related matters)Monitoring new and emerging internal
control related guidance and issues and assist with facilitating
group-wide training to interested and impacted
stakeholdersProviding consultation and subject matter expertise for
process and application control related matters including
evaluating severity of control deficiencies and related remediation
effortsProviding process and control support and thought leadership
for projectsInterfacing with external auditors, regulators and
others on control related matters and,Acting as a change agent for
continual improvement of the control environment.In this role, you
will:Consult with the line of business and enterprise functions on
financial reporting or information technology governance, and
controls and oversight mattersIdentify compliance and risk
management requirements for supported areaProvide oversight for
testing and monitoring involving moderate to complex subject matter
or control areasCommunicate and provide consultation regularly with
stakeholders throughout the enterpriseImplement, operate, and
report results of certain elements of the company's policy,
governance and oversight frameworkCollaborate and consult with
peers, colleagues and managers to resolve issues and achieve
goalsPerform the following for Business Process Application Control
testing:Perform walkthroughs of significant processes and ensuring
required COSO documentation is accurate and reflects relevant risk
and key controlsValidate and provide credible challenge to
identified shared services, third-party service providers, and
significant applicationsPerform COSO testing of key business
process application controls, including design effectiveness
assessments and operating effectiveness testingValidate and
challenge documentation of control deficiencies, including issue
description, root cause, unmitigated impact, and corrective
actionsAnalyze the severity of control deficiencies and their
impact to internal control over financial reportingValidate
corrective actions and issues.Build relationships and collaborate
with key stakeholders in the SEC and Regulatory Reporting internal
control infrastructures and,Assist with projects impacting the
team, including identification of risks and consulting on controls
for newly implemented processes and applications.Required
Qualifications, US:2+ years of Finance, Accounting, Analytics,
Reporting or Business and Technology Audit experience, or
equivalent demonstrated through one or a combination of the
following: work experience, training, military experience,
educationDesired Qualifications:Internal controls testing
experiencePractical experience assessing and documenting financial
and/or regulatory risks and controlsA BS/BA degree or higher in one
or a combination of the following: Finance, Accounting, Analytics,
Reporting, or Information TechnologyAbility to successfully operate
in a complex and matrixed environmentAbility to prioritize work,
meet deadlines, achieve goals, and work under pressure in a dynamic
and complex environmentAbility to take on a high level of
responsibility, initiative, and accountabilityExperience with large
professional services firmsExperience with large financial
institutionsIntermediate Microsoft Office skillsExcellent verbal,
written, and interpersonal communication skillsKnowledge and
understanding of regulatory agencies: Federal Reserve and OCCOne or
more of the following certifications: CPA, CIA, CISAStrong critical
thinking skills with ability to credibly challenge status quo
Qualifications: Internal controls testing experiencePractical
experience assessing and documenting financial and/or regulatory
risks and controlsA BS/BA degree or higher in one or a combination
of the following: Finance, Accounting, Analytics, Reporting, or
Information TechnologyAbility to successfully operate in a complex
and matrixed environmentAbility to prioritize work, meet deadlines,
achieve goals, and work under pressure in a dynamic and complex
environmentAbility to take on a high level of responsibility,
initiative, and accountabilityExperience with large professional
services firmsExperience with large financial
institutionsIntermediate Microsoft Office skillsExcellent verbal,
written, and interpersonal communication skillsKnowledge and
understanding of regulatory agencies: Federal Reserve and OCCOne or
more of the following certifications: CPA, CIA, CISAStrong critical
thinking skills with ability to credibly challenge status quo Why
is This a Great Opportunity: Great Pay and Benefits.Salary Type :
Annual SalarySalary Min : 80000Salary Max : 120000Currency Type :
US Dollars
Keywords: Affinity Executive Search, Minneapolis , Financial Controls Analyst-Business Process, Accounting, Auditing , Minneapolis, Minnesota
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